HOME BANCSHARES INC·4

Jan 23, 12:01 PM ET

French Tracy 4

4 · HOME BANCSHARES INC · Filed Jan 23, 2024

Insider Transaction Report

Form 4
Period: 2024-01-19
French Tracy
Community Bank President & CEO
Transactions
  • Award

    Common Stock - Restricted Stock

    2024-01-19+3,0006,000 total
Holdings
  • Common Stock - Performance Based

    75,000
  • Performance Stock Option

    Exercise: $18.46Exp: 2025-08-23Common Stock (150,000 underlying)
    150,000
  • Performance Stock Option

    Exercise: $23.32Exp: 2028-07-19Common Stock (150,000 underlying)
    150,000
  • Common Stock

    (indirect: By 401(k))
    48,903.625
  • Common Stock

    175,949
  • Stock Option

    Exercise: $14.71Exp: 2025-01-15Common Stock (100,000 underlying)
    100,000
  • Common Stock

    (indirect: By IRA)
    30,672
Footnotes (9)
  • [F1]The reporting person had 3,000 shares of restricted stock vest since the last filing.
  • [F2]Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  • [F3]Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  • [F4]Restricted stock granted on January 19, 2024 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
  • [F5]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2024.
  • [F6]Includes 368.0507 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  • [F7]The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.
  • [F8]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
  • [F9]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.

Documents

1 file
  • 4
    wk-form4_1706029275.xmlPrimary

    FORM 4