4//SEC Filing
Moore Anthony R 4
Accession 0001332049-09-000002
CIK 0000878932other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 11:21 AM ET
Size
10.6 KB
Accession
0001332049-09-000002
Insider Transaction Report
Form 4
Moore Anthony R
10% Owner
Transactions
- Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−4,023$14,845→ 848,076 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−4,022$14,841→ 844,054 total(indirect: See Footnote 1) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,999$25,826→ 859,097 total(indirect: See Footnote) - Sale
Equus Total Return, Inc.
2009-04-24$3.69/sh−6,998$25,823→ 852,099 total(indirect: See Footnote 1)
Footnotes (1)
- [F1]This Form 4 is filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended ("Exchange Act"), to report the sale of 22,042 shares by MCC Europe Limited ("MCCE"), a wholly-owned subsidiary of Moore, Clayton & Co., Inc. ("MCC"). MCCE's sale of shares may be attributable to MCC because MCC is the parent company of MCCE.
Documents
Issuer
EQUUS TOTAL RETURN, INC.
CIK 0000878932
Entity typeother
Related Parties
1- filerCIK 0001332049
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 11:21 AM ET
- Size
- 10.6 KB