4//SEC Filing
SIMON PHILIP B 4
Accession 0001332201-12-000035
CIK 0001138951other
Filed
May 8, 8:00 PM ET
Accepted
May 9, 9:38 PM ET
Size
31.0 KB
Accession
0001332201-12-000035
Insider Transaction Report
Form 4
SIMON PHILIP B
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2012-05-08$1.59/sh+4,000$6,360→ 26,000 total - Sale
Class A Common Stock
2012-05-08$10.22/sh−26,000$265,668→ 0 total - Sale
Class A Common Stock
2012-05-09$10.23/sh−25,915$265,222→ 0 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-08−4,000→ 0 totalExercise: $1.59Exp: 2019-03-17→ Class A Common Stock (4,000 underlying) - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-09−12,027→ 973 totalExercise: $2.75Exp: 2019-05-15→ Class A Common Stock (12,027 underlying) - Exercise/Conversion
Class A Common Stock
2012-05-07$1.59/sh+26,000$41,340→ 26,000 total - Exercise/Conversion
Class A Common Stock
2012-05-09$2.29/sh+4,722$10,813→ 16,749 total - Exercise/Conversion
Class A Common Stock
2012-05-09$3.92/sh+9,166$35,931→ 25,915 total - Sale
Class A Common Stock
2012-05-07$10.00/sh−26,000$259,901→ 0 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-07−26,000→ 4,000 totalExercise: $1.59Exp: 2019-03-17→ Class A Common Stock (26,000 underlying) - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-08−22,000→ 13,000 totalExercise: $2.75Exp: 2019-05-15→ Class A Common Stock (22,000 underlying) - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-09−4,722→ 278 totalExercise: $2.29Exp: 2019-07-01→ Class A Common Stock (4,722 underlying) - Exercise/Conversion
Class A Common Stock
2012-05-08$2.75/sh+22,000$60,500→ 22,000 total - Exercise/Conversion
Class A Common Stock
2012-05-09$2.75/sh+12,027$33,074→ 12,027 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2012-05-09−9,166→ 5,834 totalExercise: $3.92Exp: 2020-07-01→ Class A Common Stock (9,166 underlying)
Footnotes (5)
- [F1]This transaction was executed pursuant to a volume average weighted price agreement pursuant to which the reporting person's broker agreed that the selling price of the securities sold would be the volume average weighted price of all securities of the issuer traded on the New York Stock Exchange on the date of sale.
- [F2]Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option shares vest in 36 equal monthly installments commencing 3/17/2009..
- [F3]Granted under the Issuer's 2002 Non-employee Directors' Stock Award Plan, as amended. The option becomes exercisable, if at all, when the average closing price of the Company's Class A common stock on the NYSE across all trading days during a consecutive 90-day period that occurs after the grant date and during the term of the option equals or exceeds $4.00 per share (such condition of vesting, the "Price Condition"). In addition, subject to the Price Condition, the option will vest over three years commencing May 15, 2009 in equal monthly installments. Any option shares that would, but for the Price Condition, have vested according to the vesting schedule above will vest when the Price Condition is met.
- [F4]Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2009.
- [F5]Annual grant under the Issuer's 2002 Non-Employee Directors' Stock Award Plan, as amended. Options vest at the rate of 1/36 per month for 36 consecutive months commencing August 1, 2010.
Documents
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeother
Related Parties
1- filerCIK 0001263305
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 9:38 PM ET
- Size
- 31.0 KB