Sweeney Joseph Edward 4

What Happened
Joseph E. Sweeney, President — AWM Products & Services at Ameriprise Financial (AMP), received an award of 5,550 shares (reported as acquisition code A, $0.00 per share) on January 27, 2026. On the same date 2,553 shares were disposed (reporting code F) at $498.33 per share to cover an exercise price or tax liability, totaling $1,272,236. The acquisition appears to be an awarded grant (price $0.00), and the disposition was a tax withholding/payment rather than an open-market sale.

Key Details

• Transaction dates: January 27, 2026 (Period of Report). Form 4 filed January 29, 2026 (timely).
• Award: 5,550 shares acquired at $0.00 (code A).
• Withholding/disposition: 2,553 shares disposed at $498.33 each, total $1,272,236 (code F — payment of exercise price or tax liability).
• Shares owned after transaction: Not specified in the filing. Footnote indicates an estimate of shares held in the reporting person's Ameriprise Financial 401(k) Stock Fund as of Jan 27, 2026; that plan uses unit accounting and holdings vary with the stock price.
• Filing timeliness: Filed within the normal Form 4 window (no late filing indicated).

Context
This filing shows a standard equity award plus shares withheld to satisfy tax obligations. The F-code withholding is common after grants or vesting and is different from an open-market sale; it generally does not signal the insider reducing economic exposure by choice. As always, awards and withholding are routine compensation mechanics and should be interpreted differently than discretionary market sales or purchases.