4//SEC Filing
Van Houweling Tara 4
Accession 0001338346-23-000002
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 11:12 AM ET
Size
15.2 KB
Accession
0001338346-23-000002
Insider Transaction Report
Form 4
Van Houweling Tara
Principal Accounting Officer
Transactions
- Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+953$13,085→ 19,518 total - Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−953$13,085→ 0 totalExercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (953 underlying) - Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−953$8,243→ 18,565 total - Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+2,825$24,436→ 2,825 totalExercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (2,825 underlying)
Holdings
- 38,692(indirect: ESOP)
CFFN common stock
- 615
CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (615 underlying) - 1,723
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (1,723 underlying) - 6,416
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (6,416 underlying)
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F3]All options have vested.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001338346
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 11:12 AM ET
- Size
- 15.2 KB