Van Houweling Tara 4
4 · Capitol Federal Financial, Inc. · Filed Jan 2, 2024
Insider Transaction Report
Form 4
Van Houweling Tara
Principal Accounting Officer
Transactions
- Exercise/Conversion
CFFN Phantom Stock 2020
2023-12-31$12.50/sh−615$7,688→ 0 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (615 underlying) - Disposition to Issuer
CFFN common stock
2023-12-31$6.45/sh−615$3,967→ 18,565 total - Exercise/Conversion
CFFN common stock
2023-12-31$12.50/sh+615$7,688→ 19,180 total
Holdings
- 1,723
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (1,723 underlying) - 42,055(indirect: ESOP)
CFFN common stock
- 2,825
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (2,825 underlying) - 6,416
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (6,416 underlying)
Footnotes (3)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
- [F3]All options have vested.