Van Houweling Tara 4

4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2025

Form 4

Period: 2024-12-31

Principal Accounting Officer

Transactions

Exercise/Conversion
CFFN common stock
2024-12-31$11.33/sh+1,723$19,522→ 20,288 total
Exercise/Conversion
CFFN Phantom Stock 2021
2024-12-31$11.33/sh−1,723$19,522→ 0 total
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (1,723 underlying)
Disposition to Issuer
CFFN common stock
2024-12-31$5.91/sh−1,723$10,183→ 18,565 total
Award
CFFN Phantom Stock 2024
2024-12-31$5.91/sh+1,256$7,423→ 1,256 total
Exercise: $5.91From: 2027-12-31Exp: 2027-12-31→ CFFN common stock (1,256 underlying)

Holdings

CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (2,825 underlying)
2,825
CFFN Non-qualified Stock Option
Exercise: $11.91Exp: 2027-05-14→ CFFN common stock (6,416 underlying)
6,416
CFFN common stock
(indirect: ESOP)
45,575

Footnotes (3)

[F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
[F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
[F3]All options have vested.

Documents

1 file