4/A//SEC Filing
Carbonite Inc 4/A
Accession 0001340127-16-000254
CIK 0001340127operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:37 PM ET
Size
12.3 KB
Accession
0001340127-16-000254
Insider Transaction Report
Form 4/AAmended
Carbonite IncCARB
FLOWERS JEFFRY
DirectorChief Architect
Transactions
- Award
Common Stock
2015-06-01+4,500→ 269,787 total - Award
Stock Option (Right to Buy)
2015-06-01+9,000→ 9,000 totalExercise: $11.14Exp: 2025-06-01→ Common Stock (9,000 underlying)
Holdings
- 82,107(indirect: By Spouse)
Common Stock
- 26,316(indirect: By Trust)
Common Stock
- 26,316(indirect: By Trust)
Common Stock
- 174,848(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Reflects the grant of restricted stock that will vest in full and no longer be subject to forfeiture on June 1, 2016, subject to the Registrant's continuing service as a director. This restricted stock grant also provides for accelerated vesting on an acquisition of the Issuer.
- [F2]Total reflects the removal of 17,000 shares which were previously reported as controlled by the reporting person through investment and dispositive power, which have been gifted by the reporting person and his spouse, as reported in reporting person's Form 4 on June 17, 2015.
- [F3]These shares are owned by the Laurie Flowers 2010 Grantor Retained Annuity Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F4]These shares are owned by the Jeffry and Laurie Flowers 2012 Family Irrevocable Trust. The reporting person and the reporting person's spouse are trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]These shares are owned by the Jeffry Flowers 2010 Grantor Retained Annuity Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F6]These shares are owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F7]This option becomes exercisable in one installment on June 1, 2016, subject to the Registrant's continuing service as a director. This stock option grant also provides for accelerated vesting on an acquisition of the Issuer.
Documents
Issuer
Carbonite Inc
CIK 0001340127
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001340127
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:37 PM ET
- Size
- 12.3 KB