4//SEC Filing
Carbonite Inc 4
Accession 0001340127-16-000258
CIK 0001340127operating
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:40 PM ET
Size
15.3 KB
Accession
0001340127-16-000258
Insider Transaction Report
Form 4
Carbonite IncCARB
FRIEND DAVID
DirectorCEO and President
Transactions
- Sale
Common Stock
2016-11-16$18.24/sh−80,000$1,459,200→ 132,391 total(indirect: By Trust) - Sale
Common Stock
2016-11-15$18.18/sh−100,000$1,818,000→ 305,470 total(indirect: By Trust) - Sale
Common Stock
2016-11-17$18.55/sh−100,000$1,855,000→ 205,470 total(indirect: By Trust) - Sale
Call Options (Obligation to Sell)
2016-11-15$100.00/sh−300$30,000→ 300 total(indirect: By Trust)Exercise: $15.00From: 2016-11-15Exp: 2017-03-17→ Common Stock (30,000 underlying)
Holdings
- 1,027,303
Common Stock
- 27,006(indirect: By Trust)
Common Stock
- 24,525(indirect: By Spouse)
Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.01 to $18.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]These shares are owned by the Friend-Shepherd Family 2009 Irrev Trust II. The reporting person's children are beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F3]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.20 to $18.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]These shares are owned by the David Friend Revocable Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F5]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.45 to $18.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]These shares are owned by the Margaret Shepherd Revocable Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- [F7]These shares are owned by Margaret F.A. Shepherd. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Documents
Issuer
Carbonite Inc
CIK 0001340127
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001340127
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:40 PM ET
- Size
- 15.3 KB