Smith Arthur L 4

4 · Digerati Technologies, Inc. · Filed Dec 6, 2012

Form 4

Period: 2009-07-16

Director

Transactions

Award
Common Stock
2012-07-02+14,221→ 60,462 total
Award
Option to purchase common stock
2009-07-16+2,609→ 10,826 total
Exercise: $4.60From: 2009-07-16Exp: 2016-09-25→ Common Stock, $.001 par value per share (2,609 underlying)
Award
Option to purchase common stock
2011-02-08+5,652→ 20,391 total
Exercise: $5.18From: 2011-02-08Exp: 2018-02-01→ Common Stock, $.001 par value per share (5,652 underlying)
Award
Convertible Preferred Stock
2012-11-26+200,000→ 231,261 total(indirect: Personal)
Exercise: $0.00From: 2012-12-30Exp: 2012-12-30→ Common Stock, $.001 par value per share (200,000 underlying)
Award
Option to purchase common stock
2009-07-16+3,652→ 3,652 total
Exercise: $4.60From: 2009-07-16Exp: 2015-09-29→ Common Stock, $.001 par value per share (3,652 underlying)
Award
Option to purchase common stock
2009-07-16+3,913→ 14,739 total
Exercise: $4.60From: 2009-07-16Exp: 2017-08-15→ Common Stock, $.001 par value per share (3,913 underlying)
Award
Common Stock
2011-11-28+46,241→ 46,241 total
Award
Option to purchase common stock
2009-07-16+4,565→ 8,217 total
Exercise: $4.60From: 2009-07-16Exp: 2015-10-03→ Common Stock, $.001 par value per share (4,565 underlying)
Award
Option to purchase common stock
2012-04-06+10,870→ 31,261 total
Exercise: $5.75From: 2012-04-06Exp: 2019-04-06→ Common Stock, $.001 par value per share (10,870 underlying)

Footnotes (5)

[F1]Grant Pursuant to the Company's Non-Standardized Profit Sharing Plan
[F2]Grant Pursuant to 2005 Incentive Compensation Plan
[F3]Code A/K - Pursuant to repricing of outstanding options on 07/16/2009
[F4]Reporting owner has a direct contractual right to acquire common stock (200,000).
[F5]This date is approximately 12/30/2012. Directly owned Preferred stock is convertible automatically to 200,000 common shares on effective date of Schedule 14C.

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