Caulfield Thomas 4
4 · USA Rare Earth, Inc. · Filed Mar 23, 2026
Research Summary
AI-generated summary of this filing
USA Rare Earth Director Thomas Caulfield Receives RSU Award
What Happened
- Director Thomas Caulfield received a grant of 2,548 restricted stock units (RSUs) on 2026-03-19. The award was reported on a Form 4 filed 2026-03-23. The RSUs were granted at $0.00 (no cash paid) and are recorded as a derivative award rather than an open‑market purchase.
Key Details
- Transaction date: 2026-03-19; filing date: 2026-03-23 (filed within the Form 4 reporting window).
- Instrument: 2,548 restricted stock units (RSUs) — grant/award (code A).
- Price: $0.00 per RSU (award/grant, no cash exchanged at grant).
- Vesting: RSUs will fully vest on June 3, 2026 (Footnote F1).
- Settlement: Each RSU represents the right to receive one share of common stock at settlement (Footnote F2).
- Shares owned after transaction: not specified in the provided filing.
- Exhibit: Exhibit 24 included.
Context
- This was an award of derivative securities (RSUs), not a market purchase or sale. RSUs typically convert to shares upon vesting/settlement; they do not necessarily indicate immediate buying or selling intent. The filing appears timely under Form 4 rules (filed within two business days of the transaction).
Insider Transaction Report
Form 4
Caulfield Thomas
Director
Transactions
- Award
Restricted Stock Units
[F1][F2]2026-03-19+2,548→ 2,548 total→ Common Stock, par value $0.0001 per share (2,548 underlying)
Holdings
- 52,500(indirect: By Trust)
Common Stock, par value $0.0001 per share
Footnotes (2)
- [F1]The restricted stock unit ("RSU") will fully vest on June 3, 2026.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Issuer's common stock.
Signature
/s/ Derek Ching, attorney-in-fact for Thomas Caulfield|2026-03-23