MARKETAXESS HOLDINGS INC 4
4 · MARKETAXESS HOLDINGS INC · Filed Aug 5, 2008
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Award
Non-Qualified Stock Option (Right to Buy)
2008-08-01+4,225→ 4,225 totalExercise: $9.72Exp: 2018-08-01→ Common Stock, par value $0.003 (4,225 underlying) - Award
Common Stock, par value $0.003
2008-08-01+4,225→ 4,225 total
Footnotes (4)
- [F1]Represents a grant of restricted stock pursuant to the issuer's 2004 Stock Incentive Plan (as amended and restated effective April 28, 2006).
- [F2]These shares of restricted stock are directly held by Robert W. Trudeau ("Trudeau"). Trudeau has sole voting and dispositive power over the shares; however, TCV VI Management, L.L.C. ("TCM VI") owns 100% of the pecuniary interest therein. Trudeau is a Member of TCM VI. Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]The option was granted on August 1, 2008. The option will vest and become exercisable in two equal installments on November 30, 2008 and May 31, 2009.
- [F4]The option to purchase Common Stock is directly held by Trudeau. Trudeau has sole voting and dispositive power over the option and the shares to be received upon exercise of the option; however, TCM VI owns 100% of the pecuniary interest therein. Trudeau is a Member of TCM VI. Trudeau disclaims beneficial ownership of such option and shares to be received upon exercise of such option except to the extent of his pecuniary interest therein.