GRIFFITH WILLIAM 4
4 · MARKETAXESS HOLDINGS INC · Filed Jun 4, 2009
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Other
Common Stock
2009-06-02+2,114→ 4,225 total(indirect: TCV VI Management, L.L.C.) - Other
Common Stock
2009-06-02−2,114→ 0 total
Footnotes (4)
- [F1]Robert M. Trudeau ("Trudeau") transferred 2,114 shares which were issued under the MarketAxess Holdings Inc. 2004 Stock Incentive Plan to TCV VI Management, L.L.C. ("Management"). While Trudeau was the beneficial owner of these shares, Management was entitled to 100% of the pecuniary interest in such shares prior to their transfer.
- [F2]These shares were held directly by Trudeau. Trudeau had sole voting and dispositive power over these shares; however, Management owned 100% of the pecuniary interest therein. Trudeau, Jay C. Hoag ("Hoag"), Richard H. Kimball ("Kimball"), John L. Drew ("Drew"), Jon Q. Reynolds, Jr. ("Reynolds") and William J.G. Griffith IV ("Griffith") (collectively, the "TCM Members") are members of Management, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interests therein.
- [F3]These shares are held directly by Management. Each of the TCM Members are members of Management, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interests therein.
- [F4]Hoag, Kimball, Drew, Reynolds, Griffith, Trudeau and Management (collectively, "Reporting Owners") may be deemed to be part of a 13(g) group with other related persons; however, the Reporting Owners disclaim 13(g) group status.