DREW JOHN 4
4 · MARKETAXESS HOLDINGS INC · Filed Aug 3, 2009
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Award
Non-Qualified Stock Option (Right to Buy)
2009-07-30+3,187→ 3,187 total(indirect: Robert W. Trudeau)Exercise: $10.77Exp: 2019-07-30→ Common Stock (3,187 underlying) - Award
Common Stock
2009-07-30+4,178→ 4,178 total(indirect: Robert W. Trudeau)
Holdings
- 4,225(indirect: TCV VI Management, L.L.C.)
Common Stock
Footnotes (5)
- [F1]Represents a grant of restricted stock pursuant to the issuer's 2004 Incentive Plan (as amended and restated effective April 28, 2006).
- [F2]These shares of restricted stock are directly held by Robert W. Trudeau ("Trudeau"). Trudeau has sole voting and dispositive power over the shares; however, TCV VI Management, L.L.C. ("TCM VI") owns 100% of the pecuniary interest therein. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV (collectively, the "TCM Members") are members of TCM VI, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F3]These shares are directly held by TCM VI. The TCM Members are members of TCM VI, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]The option was granted on July 30, 2009. The option will vest and become exercisable in two equal installments on November 30, 2009 and May 31, 2010, respectively.
- [F5]The option to purchase Common Sock is held directly by Trudeau. Trudeau has sole voting and dispositive power over the option and the shares to be received upon exercise of the option; however, TCM VI owns 100% of the pecuniary interest therein. The TCM Members are members of TCM VI, but disclaim beneficial ownership of such option and shares to be received upon exercise of such option except to the extent of their pecuniary interest therein.