DREW JOHN 4
4 · Interactive Brokers Group, Inc. · Filed Jan 5, 2010
Insider Transaction Report
Form 4
Trudeau Robert
10% OwnerOther
Transactions
- Award
Common Stock
2009-12-31+4,233→ 4,233 total(indirect: Robert W. Trudeau)
Holdings
- 33,334(indirect: TCV Member Fund, L.P.)
Common Stock
- 1,189,061(indirect: TCV VII (A), L.P.)
Common Stock
- 1,487,970(indirect: TCV VI, L.P.)
Common Stock
- 2,289,635(indirect: TCV VII, L.P.)
Common Stock
Footnotes (6)
- [F1]Represents a grant of restricted stock which will vest in five equal annual installments, beginning on December 31, 2010.
- [F2]These shares of restricted stock are directly held by Robert W. Trudeau. Mr. Trudeau has the sole voting and dispositive power over the shares; however, TCV VI Management, L.L.C. ("Management VI") and TCV VII Management, L.L.C. ("Management VII") collectively own 100% of the pecuniary interest therein. Mr. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and William J.G. Griffith IV (collectively, the "TCM VI Members") are members of Management VI and each of the TCM VI Members and Christopher P. Marshall (collectively, the "TCM VII Members") are members of Management VII, but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F3]These securities are directly held by TCV VI, L.P. The TCM VI Members are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P., but the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F4]These securities are directly held by TCV VII, L.P. The TCM VII Members are Class A Directors of Technology Crossover Management VII, Ltd. ("TCM VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII LP"). TCM VII is the general partner of TCM VII LP, which is the general partner of TCV VII, L.P. The TCM VII Members, TCM VII and TCM VII LP may be deemed to beneficially own the securities held by TCV VII, L.P., but the TCM VII Members , TCM VII and TCM VII LP disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F5]These securities are directly held by TCV VII (A), L.P. The TCM VII Members are Class A Directors of TCM VII and limited partners of TCM VII LP. TCM VII is the general partner of TCM VII LP, which is the general partner of TCV VII (A), L.P. The TCM VII Members, TCM VII and TCM VII LP may be deemed to beneficially own the securities held by TCV VII (A), L.P., but the TCM VII Members, TCM VII and TCM VII LP disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F6]These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Members are Class A Directors of TCM VII, which is a general partner of TCV MF, and limited partners of TCV MF. The TCM VI Members are Class A Members of TCM VI, which is also a general partner of TCV MF. The TCM VII Members, TCM VII, the TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by TCV MF, but the TCM VII Members, TCM VII, the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.