HOAG JAY C 4
4 · MARKETAXESS HOLDINGS INC · Filed Aug 3, 2010
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Award
Common Stock
2010-07-30+4,923→ 4,923 total(indirect: Robert W. Trudeau)
Holdings
- 8,403(indirect: TCV VI Management, L.L.C.)
Common Stock
Footnotes (5)
- [F1]Represents a grant of restricted stock pursuant to the issuer's 2004 Incentive Plan (as amended and restated effective April 28, 2006).
- [F2]Excludes 4,178 shares that were previously held by Robert W. Trudeau ("Trudeau"), but were transferred from Trudeau to TCV VI Management, L.L.C. ("TCM VI") on June 7, 2010, and are now held directly by TCM VI.
- [F3]These shares of restricted stock are directly held by Trudeau. Trudeau has sole voting and dispositive power over the shares; however, TCM VI owns 100% of the pecuniary interest therein. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and William J.G. Griffith IV (collectively, the "TCM Members") are members of TCM VI, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]Excludes 4,923 shares directly held of record by Trudeau, but includes 4,178 shares that were previously held directly by Trudeau, but were transferred from Trudeau to TCM VI on June 7, 2010, and are now held directly by TCM VI.
- [F5]These shares are directly held by TCM VI. The TCM Members are members of TCM VI, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.