Trudeau Robert 4
4 · MARKETAXESS HOLDINGS INC · Filed May 4, 2011
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Sale
Common Stock
2011-05-02$23.51/sh−992,187$23,326,316→ 1,289,841 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2011-05-02$22.83/sh−2,770$63,230→ 4,716 total(indirect: TCV VI Management, L.L.C.) - Sale
Common Stock
2011-05-02$23.51/sh−7,813$183,684→ 10,158 total(indirect: TCV Member Fund, L.P.)
Holdings
- 2,462(indirect: Robert W. Trudeau)
Common Stock
Footnotes (5)
- [F1]These shares are directly held by TCV VI, L.P. Robert W. Trudeau ("Trudeau") is a Class A Member of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. Trudeau may be deemed to beneficially own the shares held by TCV VI, L.P., but Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F2]These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Trudeau is a Class A Member of TCM VI, which is a general partner of TCV MF. Trudeau may be deemed to beneficially own certain of the shares held by TCV MF, but Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $22.8200 to $22.8500. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]These shares are directly held by TCV VI Management, L.L.C . ("TCV VI Management"). Trudeau is a member of TCV VI Management, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F5]These shares are directly held by Trudeau. Trudeau has sole voting and dispositive power over the shares; however, TCV VI Management owns 100% of the pecuniary interest therein. Trudeau is a member of TCV VI Management, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.