HOAG JAY C 4
4 · FX Alliance Inc. · Filed Aug 21, 2012
Insider Transaction Report
Form 4
Trudeau Robert
Director10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau)
Footnotes (6)
- [F1]Shares were cancelled pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and solely for the purposes of Section 9.13 thereof, Thomson Reuters Corporation, and converted into the right to receive $22.00 per share.
- [F2]These shares are held directly by Robert W. Trudeau. Mr. Trudeau has sole dispositive power over the shares; however, TCV VI Management, L.L.C. ("TCV VI Management") owns 100% of the pecuniary interest therein. Mr. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds, Jr. (collectively, the "TCV VI Management Members") are members of TCV VI Management, but each of the TCV VI Management Members disclaims beneficial of ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]These shares are held directly by John C. Rosenberg. Mr. Rosenberg has sole dispositive power over the shares; however, TCV VI Management owns 100% of the pecuniary interest therein. Each of the TCV VI Management Members are members of TCV VI Management, but each of the TCV VI Management Members dislaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]These securities are directly held by TCV VI, L.P. ("TCV VI"). Each of the TCV VI Management Members (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI but each of the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F5]Mr. Rosenberg is an assignee of TCM VI and a limited partner of Member Fund, but does not share voting or dispositive power over the shares held by TCV VI or TCV Member Fund, L.P. ("Member Fund"). Mr. Rosenberg disclaims beneficial ownership of the shares held by TCV VI and Member Fund except to the extent of his pecuniary interest therein.
- [F6]These securities are directly held by Member Fund. The TCM VI Members are Class A Members of TCM VI, which is a general partner of Member Fund, and limited partners of Member Fund. The TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by Member Fund, but each of the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.