4//SEC Filing
HOAG JAY C 4
Accession 0001343722-12-000001
CIK 0001529979other
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 6:06 PM ET
Size
24.2 KB
Accession
0001343722-12-000001
Insider Transaction Report
Form 4
DREW JOHN
10% OwnerOther
Transactions
- Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.)
Rosenberg John C.
Director10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau)
TCV VI L P
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.)
HOAG JAY C
10% OwnerOther
Transactions
- Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.)
KIMBALL RICK
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau)
Trudeau Robert
Director10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau)
TCV Member Fund, L.P.
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.)
REYNOLDS JON Q JR
10% OwnerOther
Transactions
- Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.)
Technology Crossover Management VI, L.L.C.
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2012-08-20$22.00/sh−7,893,955$173,667,010→ 0 total(indirect: TCV VI, L.P.) - Other
Common Stock
2012-08-20$22.00/sh−4,167$91,674→ 0 total(indirect: Robert W. Trudeau) - Disposition from Tender
Common Stock
2012-08-20$22.00/sh−62,292$1,370,424→ 0 total(indirect: TCV Member Fund, L.P.)
Footnotes (6)
- [F1]Shares were cancelled pursuant to the Agreement and Plan of Merger, dated July 8, 2012, among FX Alliance Inc., Thomcorp Holdings, Inc., CB Transaction Corp. and solely for the purposes of Section 9.13 thereof, Thomson Reuters Corporation, and converted into the right to receive $22.00 per share.
- [F2]These shares are held directly by Robert W. Trudeau. Mr. Trudeau has sole dispositive power over the shares; however, TCV VI Management, L.L.C. ("TCV VI Management") owns 100% of the pecuniary interest therein. Mr. Trudeau, Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds, Jr. (collectively, the "TCV VI Management Members") are members of TCV VI Management, but each of the TCV VI Management Members disclaims beneficial of ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]These shares are held directly by John C. Rosenberg. Mr. Rosenberg has sole dispositive power over the shares; however, TCV VI Management owns 100% of the pecuniary interest therein. Each of the TCV VI Management Members are members of TCV VI Management, but each of the TCV VI Management Members dislaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]These securities are directly held by TCV VI, L.P. ("TCV VI"). Each of the TCV VI Management Members (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI but each of the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F5]Mr. Rosenberg is an assignee of TCM VI and a limited partner of Member Fund, but does not share voting or dispositive power over the shares held by TCV VI or TCV Member Fund, L.P. ("Member Fund"). Mr. Rosenberg disclaims beneficial ownership of the shares held by TCV VI and Member Fund except to the extent of his pecuniary interest therein.
- [F6]These securities are directly held by Member Fund. The TCM VI Members are Class A Members of TCM VI, which is a general partner of Member Fund, and limited partners of Member Fund. The TCM VI Members and TCM VI may be deemed to beneficially own certain of the securities held by Member Fund, but each of the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
Documents
Issuer
FX Alliance Inc.
CIK 0001529979
Entity typeother
Related Parties
1- filerCIK 0001082906
Filing Metadata
- Form type
- 4
- Filed
- Aug 20, 8:00 PM ET
- Accepted
- Aug 21, 6:06 PM ET
- Size
- 24.2 KB