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4//SEC Filing

COLUMBUS MCKINNON CORP 4

Accession 0001344446-15-000004

$CMCOCIK 0001005229operating
View on SEC.govCompany Profile

Filed

May 18, 8:00 PM ET

Accepted

May 19, 3:23 PM ET

Size

18.6 KB

Accession

0001344446-15-000004

Insider Transaction Report

Form 4
Period: 2015-05-18
COLUMBUS MCKINNON CORPCMCO
Steinberg Richard A
V.P. - Human Resources
Transactions
  • Award

    Common Stock

    2015-05-18$24.94/sh+6.629$165→ 15,749.648 total
Holdings

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (3,771 underlying)
    3,771

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $27.12From: 2015-05-19Exp: 2024-05-19→ Common Stcok (1,309 underlying)
    1,309

  • Common Stcok

    1,030.302

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (2,685 underlying)
    2,685

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (4,528 underlying)
    4,528

  • Common Stock

    15,743.019

  • Incentive Stock Options (Right to Buy)

    Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (1,307 underlying)
    1,307

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (3,804 underlying)
    3,804

  • Common Stock

    (indirect: By Trust)
    430,593.698

  • Incentive Stock Options (Right to Buy)

    Exercise: $21.61From: 2006-10-16Exp: 2015-10-15→ Common Stock (12,409 underlying)
    12,409

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (2,795 underlying)
    2,795
Footnotes (9)
  • [F1]Represents additional restricted stock units attributable to dividend reinvestment.
  • [F2]Includes 7,596.6476 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 358.7186 shares become fully vested and non-forfeitable on 5/23/2015, 1,137.622 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,351.2411 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,359 shares become fully vested and non-forfeitable on 5/21/2015, 1,317.0659 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015 and the remaining 1,073 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
  • [F3]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  • [F4]The reporting person exercised 10,000 options on 2/25/2015. The remaining 12,409 options are all exercisable, subject to IRS limitations.
  • [F5]All exercisable, subject to IRS limitations.
  • [F6]Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  • [F7]Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  • [F8]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
  • [F9]Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.

Documents

1 file

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005229

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 3:23 PM ET
Size
18.6 KB
View on SEC.gov