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4//SEC Filing

COLUMBUS MCKINNON CORP 4

Accession 0001344446-15-000005

$CMCOCIK 0001005229operating
View on SEC.govCompany Profile

Filed

May 19, 8:00 PM ET

Accepted

May 20, 6:19 PM ET

Size

23.0 KB

Accession

0001344446-15-000005

Insider Transaction Report

Form 4
Period: 2015-05-18
COLUMBUS MCKINNON CORPCMCO
Steinberg Richard A
V.P. - Human Resources
Transactions
  • Award

    Common Stock

    2015-05-18$24.94/sh+1,445$36,038→ 17,194.648 total
  • Award

    Non-Qualified Stock Options (Right to Buy)

    2015-05-18$24.94/sh+4,162$103,800→ 4,162 total
    Exercise: $24.94From: 2016-05-18Exp: 2025-05-17→ Common Stock (4,162 underlying)
  • Tax Payment

    Common Stock

    2015-05-19$24.80/sh−139.015$3,448→ 17,055.633 total
Holdings

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (3,771 underlying)
    3,771

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $27.12From: 2015-05-19Exp: 2024-05-19→ Common Stcok (1,309 underlying)
    1,309

  • Common Stock

    15,749.648

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (4,528 underlying)
    4,528

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (3,804 underlying)
    3,804

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (2,795 underlying)
    2,795

  • Common Stcok

    1,030.302

  • Incentive Stock Options (Right to Buy)

    Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (1,307 underlying)
    1,307

  • Common Stock

    (indirect: By Trust)
    430,593.698

  • Incentive Stock Options (Right to Buy)

    Exercise: $21.61From: 2006-10-16Exp: 2015-10-15→ Common Stock (12,409 underlying)
    12,409

  • Non-Qualified Stock Options (Right to Buy)

    Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (2,685 underlying)
    2,685
Footnotes (11)
  • [F1]Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
  • [F10]Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
  • [F11]Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options become exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
  • [F2]Represents shares withheld to satisfy tax withholding obligation upon vesting 329.0149 restricted stock units on 5/19/2015.
  • [F3]Includes 8,712.6327 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 358.7186 shares become fully vested and non-forfeitable on 5/23/2015, 1,137.622 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 1,351.2411 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, 2,359 shares become fully vested and non-forfeitable on 5/21/2015, 988.051 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016, 1,073 shares become fully vested and non-forfeitable on 5/20/2016, and the remaining 1,445 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
  • [F4]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  • [F5]The reporting person exercised 10,000 options on 2/25/2015. The remaining 12,409 options are all exercisable, subject to IRS limitations.
  • [F6]All exercisable, subject to IRS limitations.
  • [F7]Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  • [F8]Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  • [F9]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.

Documents

1 file

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001005229

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 6:19 PM ET
Size
23.0 KB
View on SEC.gov