4//SEC Filing
COLUMBUS MCKINNON CORP 4
Accession 0001344446-15-000006
$CMCOCIK 0001005229operating
Filed
May 21, 8:00 PM ET
Accepted
May 22, 5:19 PM ET
Size
23.2 KB
Accession
0001344446-15-000006
Insider Transaction Report
Form 4
Steinberg Richard A
V.P. - Human Resources
Transactions
- Tax Payment
Common Stock
2015-05-21$24.88/sh−854$21,248→ 15,807.912 total - Tax Payment
Common Stock
2015-05-20$24.67/sh−189.414$4,673→ 16,866.219 total - Tax Payment
Common Stock
2015-05-21$24.88/sh−204.307$5,083→ 16,661.912 total
Holdings
- 3,804
Non-Qualified Stock Options (Right to Buy)
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (3,804 underlying) - 17,055.633
Common Stock
- 1,030.302
Common Stcok
- 430,593.698(indirect: By Trust)
Common Stock
- 12,409
Incentive Stock Options (Right to Buy)
Exercise: $21.61From: 2006-10-16Exp: 2015-10-15→ Common Stock (12,409 underlying) - 3,771
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.95From: 2014-05-20Exp: 2023-05-20→ Common Stock (3,771 underlying) - 2,795
Non-Qualified Stock Options (Right to Buy)
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (2,795 underlying) - 2,685
Non-Qualified Stock Options (Right to Buy)
Exercise: $19.50From: 2012-05-23Exp: 2021-05-22→ Common Stock (2,685 underlying) - 1,309
Non-Qualified Stock Options (Right to Buy)
Exercise: $27.12From: 2015-05-19Exp: 2024-05-19→ Common Stcok (1,309 underlying) - 4,162
Non-Qualified Stock Options (Right to Buy)
Exercise: $24.94From: 2016-05-18Exp: 2025-05-17→ Common Stock (4,162 underlying) - 1,307
Incentive Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (1,307 underlying) - 4,528
Non-Qualified Stock Options (Right to Buy)
Exercise: $13.43From: 2013-05-21Exp: 2022-05-20→ Common Stock (4,528 underlying)
Footnotes (12)
- [F1]Represents shares withheld to satisfy tax withholding obligation upon vesting 450.4137 restricted stock units on 5/20/2015.
- [F10]Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- [F11]Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
- [F12]Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- [F2]Represents shares withheld to satisfy tax withholding obligation upon vesting 568.3072 restricted stock units on 5/21/2015.
- [F3]Represents shares withheld to satisfy tax withholding obligation upon vesting 2,359 restricted stock units on 5/21/2015.
- [F4]Includes 5,334.9118 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 358.7186 shares become fully vested and non-forfeitable on 5/23/2015, 569.3148 shares become fully vested and non-forfeitable on 5/21/2016, 900.8274 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016, 988.051 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/19/2016, 1,073 shares become fully vested and non-forfeitable on 5/20/2016, and the remaining 1,445 shares become fully vested and non-forfeitable 25% for four years beginning 5/18/2016, if reporting person remains an employee of issuer.
- [F5]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- [F6]The reporting person exercised 10,000 options on 2/25/2015. The remaining 12,409 options are all exercisable, subject to IRS limitations.
- [F7]All exercisable, subject to IRS limitations.
- [F8]Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- [F9]Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
Documents
Issuer
COLUMBUS MCKINNON CORP
CIK 0001005229
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001005229
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 5:19 PM ET
- Size
- 23.2 KB