Laurie Craig James 4
4 · Crystal River Capital, Inc. · Filed Aug 3, 2010
Insider Transaction Report
Form 4
Laurie Craig James
DirectorCFO and Treasurer
Transactions
- Disposition to Issuer
Common Stock
2010-07-30−5,050→ 100 total - Disposition to IssuerSwap
Common Stock
2010-07-30−100→ 0 total(indirect: see footnote)
Footnotes (3)
- [F1]On February 23, 2010, Crystal River Capital, Inc. ("Crystal") and Brookfield Asset Management Inc. ("Brookfield") entered into a merger agreement (the "Merger Agreement"), which provided for a merger in which Crystal would become a wholly-owned subsidiary of Brookfield (the "Merger"). The Merger became effective on July 30, 2010. At the effective time of the Merger, each outstanding share of Crystal common stock (other than treasury shares held by Crystal and shares held by wholly-owned subsidiaries of Brookfield) converted into the right to receive $0.60 in cash.
- [F2]On February 23, 2010, Crystal and Brookfield entered into the Merger Agreement, which provided for a merger in which Crystal would become a wholly-owned subsidiary of Brookfield. The Merger became effective on July 30, 2010. At the effective time of the Merger, each outstanding share of Crystal common stock (other than treasury shares held by Crystal and shares held by wholly-owned subsidiaries of Brookfield) converted into the right to receive $0.60 in cash.
- [F3]These shares were held by the Reporting Person spouse.