Compass Diversified Holdings 8-K

What Happened
Compass Diversified Holdings (CODI) disclosed in an 8-K filed January 6, 2026 that on January 2, 2026 it received a letter from the New York Stock Exchange notifying the company it is non‑compliant with NYSE Section 302 listing standards because it did not hold an annual meeting during its 2025 fiscal year. CODI said the missed meeting was due to the need to complete a restatement of its financial statements for the years ended December 31, 2024, 2023 and 2022, and that it filed an Amended Annual Report on Form 10‑K on December 8, 2025. CODI intends to hold an annual meeting as soon as practicable to regain compliance.

Key Details

• NYSE letter dated January 2, 2026 notified CODI of non‑compliance with Section 302 (annual meeting requirement).
• CODI filed the Amended Annual Report (amended Form 10‑K) on December 8, 2025 after restating financials for fiscal years ended Dec 31, 2024, 2023 and 2022.
• Until compliance is restored, CODI will be placed on NYSE’s non‑compliant list and a “.BC” (below compliance) indicator will be appended to its ticker (CODI).
• The 8‑K includes customary forward‑looking statement warnings and cites risks including further reporting delays, the ability to hold an annual meeting, and litigation related to the investigation of Lugano Holding, Inc.

Why It Matters
For investors, the non‑compliance designation is a signal of governance and reporting issues that have already caused delayed financials and a missed shareholder meeting. The “.BC” indicator can affect perception and trading of the stock while CODI works to schedule the required annual meeting and resolve reporting matters. CODI’s next steps — holding the meeting and maintaining timely filings — will be important near‑term milestones for restoring full NYSE compliance.