4//SEC Filing
HOAG JAY C 4
Accession 0001346000-12-000004
CIK 0001381197other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 6:21 PM ET
Size
18.9 KB
Accession
0001346000-12-000004
Insider Transaction Report
Form 4
DREW JOHN
10% OwnerOther
Transactions
- Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
REYNOLDS JON Q JR
10% OwnerOther
Transactions
- Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
Trudeau Robert
10% OwnerOther
Transactions
- Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
TCV VI L P
Other
Transactions
- Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
Transactions
- Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
HOAG JAY C
10% OwnerOther
Transactions
- Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
KIMBALL RICK
10% OwnerOther
Transactions
- Sale
Common Stock
2012-12-19$14.16/sh−29,759$421,426→ 1,458,211 total(indirect: TCV VI, L.P.) - Sale
Common Stock
2012-12-20$14.12/sh−59,519$840,206→ 1,398,692 total(indirect: TCV VI, L.P.)
Holdings
- 2,540(indirect: Robert W. Trudeau)
Common Stock
Footnotes (5)
- [F1]The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $14.0900 to $14.3650. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VII, L.P., TCV VII (A), L.P., Technology Crossover Management VII, Ltd., Technology Crossover Management VII, L.P., TCV Member Fund, L.P., Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan on December 21, 2012.
- [F3]These securities are directly held by TCV VI, L.P. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr. and Robert W. Trudeau (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the securities held by TCV VI, L.P., but the TCM VI Members and TCM VI disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F4]The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $13.9700 to $14.2300. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]These shares consist of 847 shares of restricted stock and 1,693 shares of common stock held directly by Mr. Trudeau. Mr. Trudeau has sole dispositive power over the shares; however, TCV VI Management, LLC ("TCV VI Management") and TCV VII Managment, LLC ("TCV VII Management"),own 100% of the pecuniary interest therein and Mr. Trudeau disclaims beneficial ownership of such shares. Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau (the "TCV VI Management Members") are members of TCV VI Management, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The TCV VI Management Members, along with Christoher P. Marshall (the "TCV VII Management Members") are members of TCV VII Management, but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Interactive Brokers Group, Inc.
CIK 0001381197
Entity typeother
Related Parties
1- filerCIK 0001082906
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 6:21 PM ET
- Size
- 18.9 KB