Home/Filings/4/0001347166-09-000011
4//SEC Filing

HOWARD RUSSELL J 4

Accession 0001347166-09-000011

CIK 0001068796other

Filed

Sep 8, 8:00 PM ET

Accepted

Sep 9, 5:27 PM ET

Size

12.9 KB

Accession

0001347166-09-000011

Insider Transaction Report

Form 4
Period: 2009-09-04
HOWARD RUSSELL J
DirectorChief Executive Officer
Transactions
  • Tax Payment

    Common Stock

    2009-09-04$7.50/sh12,440$93,300229,348 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-09-04124,4000 total
    Exercise: $0.75Exp: 2009-09-08Common Stock (124,400 underlying)
  • Exercise/Conversion

    Common Stock

    2009-09-04$0.75/sh+124,400$93,300241,788 total
  • Gift

    Common Stock

    2009-07-243,124117,388 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    9,621
Footnotes (5)
  • [F1]Represents a transfer of shares to a family trust of which the reporting person is a trustee.
  • [F2]Russell J. Howard and Maureen C. Howard Trust.
  • [F3]Includes 93,750 shares underlying the unvested portion of a restricted stock unit award granted on May 7, 2008.
  • [F4]Includes 775 shares acquired under the Maxygen, Inc. 401(k) plan on June 30, 2009.
  • [F5]The option vested and became exercisable in full on August 1, 2003.

Issuer

MAXYGEN INC

CIK 0001068796

Entity typeother

Related Parties

1
  • filerCIK 0001180764

Filing Metadata

Form type
4
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 5:27 PM ET
Size
12.9 KB