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4//SEC Filing

STEIN ISAAC 4

Accession 0001347166-11-000006

CIK 0001068796other

Filed

May 19, 8:00 PM ET

Accepted

May 20, 4:20 PM ET

Size

7.0 KB

Accession

0001347166-11-000006

Insider Transaction Report

Form 4
Period: 2011-05-19
STEIN ISAAC
Director
Transactions
  • Purchase

    Common Stock

    2011-05-19$5.16/sh+20,000$103,200312,706 total(indirect: By Trust)
Holdings
  • Common Stock

    260,000
  • Common Stock

    (indirect: By Technogen)
    63,198
Footnotes (4)
  • [F1]The purchase price reported in column 4 of Table I represents the weighted average purchase price of the shares purchased ranging from $5.10 to $5.19 per share. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
  • [F2]Stein 1995 Revocable Trust
  • [F3]Includes 160,000 shares of restricted stock that have not yet vested.
  • [F4]The amount of securities reported consists of shares of common stock of the Company held by Technogen Enterprises, L.L.C. Mr. Stein is a Managing Member of Technogen Enterprises, L.L.C. and has shared power to vote or direct the vote of and shared power to dispose or direct the disposition of the shares held by the limited liability company. Mr. Stein disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the limited liability company.

Issuer

MAXYGEN INC

CIK 0001068796

Entity typeother

Related Parties

1
  • filerCIK 0001180772

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:20 PM ET
Size
7.0 KB