4//SEC Filing
Yaggi William T 4
Accession 0001348569-06-000007
CIK 0000106640other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 6:22 PM ET
Size
31.6 KB
Accession
0001348569-06-000007
Insider Transaction Report
Form 4
Yaggi William T
EXECUTIVE VICE PRESIDENT
Transactions
- Award
Phantom Restricted Shares (Strategic Excellence Program)
2006-06-15+2.63→ 498.538 total→ Common - Award
Deferred Phantom ESAP Stock in WEDSP
2006-06-15+5.106→ 968.049 total→ Common - Award
Deferred Phantom ESAP Stock in WEDSP II
2006-06-15+2.742→ 519.814 total→ Common - Award
Phantom Restricted Stock (Special Retention Program)
2006-06-15+40.23→ 7,707.47 total→ Common - Award
Common Stock
2006-06-15+1.418→ 273.431 total(indirect: By 401(k))
Holdings
- 3,000
Employee Stock Option (Right to Buy)
→ Common (3,000 underlying) - 3,595
Common Stock
- 9,000
Employee Stock Option (Right to Buy)
→ Common (9,000 underlying) - 18,000
Employee Stock Option (Right to Buy)
→ Common (18,000 underlying) - 7,400
Phantom Restricted Stock (Special Retention Program)
→ Common (7,400 underlying) - 5,600
Employee Stock Option (Right to Buy)
→ Common (5,600 underlying) - 20,000
Phantom Restricted Stock (Special Retention Program)
→ Common (20,000 underlying) - 658
Phantom Restricted Shares (Strategic Excellence Program)
→ Common (658 underlying) - 7,500
Employee Stock Option (Right to Buy)
→ Common (7,500 underlying) - 4,178
Employee Stock Option (Right to Buy)
→ Common (4,178 underlying)
Footnotes (16)
- [F1]3,488 shares are held in a brokerage account in the undersigned's name.
- [F10]20,000 phantom stock shares (Special Retention Program) awarded on 06/14/2004 with the effective date of the award to be 07/01/2004 under the Whirlpool Corporation 2002 Omnibus Stock & Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will become vested as follows: 50% on 07/01/2007 and 50% on 07/01/2011. Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock will be invested in additional stock.
- [F11]3,000 option shares awarded on 06/15/1998 at the option price of $63.13 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant.
- [F12]7,500 option shares awarded on 02/19/2001 at the option price of $54.07 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant.
- [F13]9,000 option shares awarded on 02/18/2002 at the option price of $67.29 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant.
- [F14]18,000 option shares awarded on 02/17/2003 at the option price of $49.60 per share with cashless exercise and tax withholding rights. All shares are currently exercisable and will expire 10 years from the date of grant.
- [F15]4,178 option shares awarded on 02/16/2004 at the option price of $72.94 per share with cashless exercise and tax withholding rights. 2,785 shares are currently exercisable with the remaining shares becoming exercisable on 02/16/2007. The options will expire 10 years from the date of grant.
- [F16]5,600 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. Shares will become exercisable as follows: one-third on 02/20/2007; one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant.
- [F2]The securities herein were acquired on 06/15/06 pursuant to the Plan indicated in Column 7 at $81.09393 per share in transactions exempt from Section 16(b) pursuant to Rule 16(b)-3(c).
- [F3]As of 06/15/06, there are 273.431 shares held in the account of the undersigned pursuant to the Plan indicated in Column 7.
- [F4]Grant of 2.63 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Strategic Excellence Program in transactions exempt under Rule 16b-3. As of 06/15/06, 498.538 total phantom shares deferred which includes dividend equivalents earned in phantom restricted stock.
- [F5]Grant of 5.106 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan in transactions exempt under Rule 16b-3. As of 06/15/06, 968.049 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F6]Grant of 2.742 phantom shares of common stock ("dividend equivalents") based on phantom shares deferred under the Executive Deferred Savings Plan II in transactions exempt under Rule 16b-3. As of 06/15/06, 519.814 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F7]Grant of 40.23 phantom shares of common stock ("dividend equivalents") based on original deferral of 7,400 phantom restricted share (Special Retention Program) awarded under the Whirlpool Corporation 1998 Omnibus Stock & Incentive Plan in transactions exempt under Rule 16(b)-3(c). As of 06/15/06, 7,707.47 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F8]658 phantom stock shares (Strategic Excellence Program) awarded on 02/14/2005 under the SEP 2004 grant made pursuant to the 2002 Whirlpool Corporation Omnibus Stock & Incentive Plan in transactions exempt under Rule 16(b)-3(c). Time restrictions on these shares will lapse on 02/14/2007.
- [F9]7,400 phantom stock shares (Special Retention Program) awarded under the Whirlpool Corporation 1998 Omnibus Stock & Incentive Plan in transactions exempt under Rule 16(b)-3(c). Shares will vest on 02/18/2008. Participants may elect to defer receipt of vested shares. Dividend equivalents on deferred stock will be invested in additional stock.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeother
Related Parties
1- filerCIK 0001348569
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 6:22 PM ET
- Size
- 31.6 KB