4//SEC Filing
Smith Kevin 4
Accession 0001350050-11-000005
CIK 0001096339other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 5:23 PM ET
Size
9.0 KB
Accession
0001350050-11-000005
Insider Transaction Report
Form 4
Smith Kevin
Director
Transactions
- Sale
Common Stock
2011-09-20$5.50/sh−200$1,100→ 199,473 total
Holdings
- 25,000
Stock Option (Right to Buy)
Exercise: $0.36From: 2009-03-12Exp: 2019-03-12→ Common Stock (25,000 underlying) - 35,000
Stock Option (Right to Buy)
Exercise: $3.05From: 2011-03-08Exp: 2021-03-08→ Common Stock (35,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $3.00From: 2010-04-14Exp: 2020-04-14→ Common Stock (25,000 underlying) - 20,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Beneficial ownership is disclaimed by Mr. Smith.
- [F2]Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.
Documents
Issuer
SARATOGA RESOURCES INC /TX
CIK 0001096339
Entity typeother
Related Parties
1- filerCIK 0001350050
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 5:23 PM ET
- Size
- 9.0 KB