Alphatec Holdings, Inc. 4
4 · Alphatec Holdings, Inc. · Filed Dec 16, 2016
Insider Transaction Report
Form 4
Plunkett Michael Joseph
Chief Operating Officer
Transactions
- Award
Incentive Stock Option
2016-12-12$4.35/sh+25,000$108,750→ 48,750 totalExercise: $4.43From: 2017-11-08Exp: 2026-12-12→ Common Sock (25,000 underlying) - Award
Common Stock - Restricted Stock Units
2016-12-12+100,000→ 120,961 total
Footnotes (5)
- [F1]The RSUs vest over four years. 25% of the RSUs vest annually on the anniversary of the grant date and 25% vest on each anniversary thereafter.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
- [F3]Does not include performance-based restricted stock units, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals.
- [F4]The options vest over four years with 25% vesting on November 8, 2016 and the remainder vesting in 36 installments each month thereafter.
- [F5]The exercise price per share.