4//SEC Filing
KLEIN MARK A 4
Accession 0001350656-19-000004
CIK 0000767405other
Filed
Dec 29, 7:00 PM ET
Accepted
Dec 30, 5:43 PM ET
Size
9.2 KB
Accession
0001350656-19-000004
Insider Transaction Report
Form 4
KLEIN MARK A
PRESIDENT & CEO OF SUBSIDIARY
Transactions
- Conversion
COMMON STOCK
2019-12-26+10,156→ 45,484 total - Conversion
COMMON STOCK
2019-12-26−10,250→ 0 totalExercise: $0.00→ COMMON STOCK (10,156 underlying)
Holdings
- 11,679(indirect: ESOP)
COMMON STOCK
- 13,918
COMMON STOCK
- 9,832
COMMON STOCK
Footnotes (2)
- [F1]THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2016 AWARD=3,984; 2,988 SHS VESTED=996 2017 AWARD=5,872; 2,936 SHS VESTED; 2,936 2018 AWARD=3,600; 900 SHS VESTED=2,700 2019 AWARD=3,200 (996+2936+2700+3200=9,832)
- [F2]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093
Documents
Issuer
SB FINANCIAL GROUP, INC.
CIK 0000767405
Entity typeother
Related Parties
1- filerCIK 0001350656
Filing Metadata
- Form type
- 4
- Filed
- Dec 29, 7:00 PM ET
- Accepted
- Dec 30, 5:43 PM ET
- Size
- 9.2 KB