KLEIN MARK A 4
4 · SB FINANCIAL GROUP, INC. · Filed Feb 13, 2020
Insider Transaction Report
Form 4
KLEIN MARK A
CHAIRMAN, PRESIDENT, CEO
Transactions
- Exercise/Conversion
COMMON STOCK
2020-02-12$6.98/sh+5,000$34,900→ 68,565 total
Holdings
- 11,679(indirect: ESOP)
COMMON STOCK
- 7,808
COMMON STOCK
Footnotes (2)
- [F1]THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARDS VEST IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2017 AWARD=5,872; 4,404 SHS VESTED 2018 AWARD=3,600; 1,800 SHS VESTED 2019 AWARD=3,200; 800 SHS VESTED 2020 AWARD=2,140 (1468+1800+2400+2140=7,808)
- [F2]5,000 STOCK OPTIONS EXERCISED FROM A 2/17/2010 GRANT. GRANT EXPIRES 2/17/2020