LIQUIDITY SERVICES INC·4

Mar 2, 5:44 PM ET

Mateus-Tique Jaime 4

4 · LIQUIDITY SERVICES INC · Filed Mar 2, 2026

Research Summary

AI-generated summary of this filing

Updated

LQDT Director Mateus-Tique Jaime Receives RSUs and Converts Derivative

What Happened Mateus-Tique Jaime, a director of Liquidity Services, Inc. (LQDT), had 4,928 restricted stock units (RSUs) vest and convert (reported as exercise/conversion of a derivative) on March 1, 2026 and was also granted 5,694 new RSUs the same day. All reported transactions show $0.00 per share (no cash paid or received). The vested 4,928 units converted into shares; the 5,694-unit grant is a derivative award that vests in the future.

Key Details

  • Transaction dates: March 1, 2026 (filed March 2, 2026). Price: $0.00 per share for all entries.
  • Reported moves: 4,928 units converted (M) and shown as acquired; a corresponding derivative disposal entry for 4,928 units; and a grant/award of 5,694 RSUs (A).
  • Footnotes: F1–F3 indicate the 4,928 represented RSUs that vested (granted Mar 1, 2025; vested Mar 1, 2026). F4 indicates the 5,694 RSUs were granted Mar 1, 2026 and vest Mar 1, 2027. F2 notes each RSU equals the economic equivalent of one share.
  • Shares owned after transaction: not specified in the provided filing extract.
  • Timeliness: Filing covers transactions on 2026-03-01 and was filed 2026-03-02 (appears timely).

Context These transactions are compensation-related (vesting of prior RSUs and a new RSU grant), not open-market purchases or sales. Vesting/conversion of RSUs typically reflects scheduled compensation and does not by itself indicate a personal buy/sell signal; the new RSU grant vests over the next year per the footnote.

Insider Transaction Report

Form 4
Period: 2026-03-01
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-03-01+4,92817,894 total
  • Exercise/Conversion

    Restricted Stock Unit Grant

    [F2][F1][F3]
    2026-03-014,9280 total
    Exp: 2026-03-01Common Stock (4,928 underlying)
  • Award

    Restricted Stock Unit Grant

    [F2][F4]
    2026-03-01+5,6945,694 total
    Exp: 2027-03-01Common Stock (5,694 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    86,172
  • Common Stock

    (indirect: By Trust)
    163,208
  • Common Stock

    (indirect: By Spouse)
    100,000
Footnotes (4)
  • [F1]Represents the vesting of restricted stock units.
  • [F2]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
  • [F3]These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026).
  • [F4]These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027).
Signature
/s/ Mark A. Shaffer, by power of attorney|2026-03-02

Documents

1 file
  • 4
    ownership.xmlPrimary

    4