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DEAN FOODS CO 4

Accession 0001353605-07-000134

CIK 0000931336operating
View on SEC.govCompany Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 3:33 PM ET

Size

66.0 KB

Accession

0001353605-07-000134

Insider Transaction Report

Form 4
Period: 2007-06-29
DEAN FOODS CODF
COLLENS LEWIS M
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2007-06-30+850→ 26,424 total
  • Exercise/Conversion

    Common Stock

    2007-06-30+399→ 26,823 total
  • Exercise/Conversion

    Common Stock

    2007-06-30+73→ 27,052 total
  • Award

    Common Stock

    2007-06-29+1,078→ 25,574 total
  • Exercise/Conversion

    Common Stock

    2007-06-30+156→ 26,979 total
  • Exercise/Conversion

    Restricted Stock Units (DU000106)

    2007-06-30−850→ 0 total
    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30→ Common Stock (850 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DU003815)

    2007-06-30−850→ 1,700 total
    Exercise: $0.00From: 2007-06-30Exp: 2016-06-30→ Common Stock (850 underlying)
  • Award

    Non-Qualified Stock Option (right to buy )

    2007-06-29+7,500→ 7,500 total
    Exercise: $31.87From: 2007-06-29Exp: 2017-06-29→ Common Stock (7,500 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DV005178)

    2007-06-30−73→ 0 total
    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30→ Common Stock (73 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DF905927)

    2007-06-30−850→ 850 total
    Exercise: $0.00From: 2006-06-30Exp: 2015-06-30→ Common Stock (850 underlying)
  • Exercise/Conversion

    Restricted Stock Units (TU905754)

    2007-06-30−156→ 0 total
    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30→ Common Stock (156 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DV005397)

    2007-06-30−399→ 399 total
    Exercise: $0.00From: 2006-06-30Exp: 2015-06-30→ Common Stock (399 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DV005201)

    2007-06-30−399→ 798 total
    Exercise: $0.00From: 2007-06-30Exp: 2016-06-30→ Common Stock (399 underlying)
  • Exercise/Conversion

    Restricted Stock Units (DV005195)

    2007-06-30−399→ 0 total
    Exercise: $0.00From: 2005-06-30Exp: 2014-06-30→ Common Stock (399 underlying)
  • Award

    Restricted Stock Units

    2007-06-29+2,550→ 2,550 total
    Exercise: $0.00From: 2008-06-29Exp: 2017-06-29→ Common Stock (2,550 underlying)
Holdings

  • Non-Qualified Stock Option (right to buy - DV000608)

    Exercise: $21.44From: 2004-06-30Exp: 2014-06-30→ Common Stock (649 underlying)
    649

  • Non-Qualified Stock Option (right to buy - DF905916)

    Exercise: $23.98From: 2005-06-30Exp: 2015-06-30→ Common Stock (7,500 underlying)
    7,500

  • Non-Qualified Stock Option (right to buy - DF002874)

    Exercise: $18.10From: 2003-06-30Exp: 2013-06-30→ Common Stock (7,500 underlying)
    7,500

  • Non-Qualified Stock Option (right to buy - DV000611)

    Exercise: $18.10From: 2003-06-30Exp: 2013-06-30→ Common Stock (649 underlying)
    649

  • Non-Qualified Stock Option (right to buy - DV000606)

    Exercise: $21.44From: 2004-06-30Exp: 2014-06-30→ Common Stock (3,521 underlying)
    3,521

  • Non-Qualified Stock Option (right to buy - DV000610)

    Exercise: $23.98From: 2005-06-30Exp: 2015-06-30→ Common Stock (3,521 underlying)
    3,521

  • Non-Qualified Stock Option (right to buy - DF005289)

    Exercise: $25.31From: 2006-06-30Exp: 2016-06-30→ Common Stock (7,500 underlying)
    7,500

  • Non-Qualified Stock Option (right to buy - DV000613)

    Exercise: $25.31From: 2006-06-30Exp: 2016-06-30→ Common Stock (3,521 underlying)
    3,521

  • Non-Qualified Stock Option (right to buy - T0000779)

    Exercise: $18.10From: 2003-06-30Exp: 2013-06-30→ Common Stock (1,382 underlying)
    1,382

  • Non-Qualified Stock Option (right to buy - DF003662)

    Exercise: $21.44From: 2004-06-30Exp: 2014-06-30→ Common Stock (7,500 underlying)
    7,500

  • Non-Qualified Stock Option (right to buy - DV000609)

    Exercise: $14.24From: 2002-07-01Exp: 2012-07-01→ Common Stock (1,947 underlying)
    1,947

  • Non-Qualified Stock Option (right to buy - DV000612)

    Exercise: $14.24From: 2002-07-01Exp: 2012-07-01→ Common Stock (10,564 underlying)
    10,564

  • Non-Qualified Stock Option (right to buy - T0000650)

    Exercise: $14.24From: 2002-07-01Exp: 2012-07-01→ Common Stock (4,146 underlying)
    4,146

  • Non-Qualified Stock Option (right to buy - DV000607)

    Exercise: $18.10From: 2003-06-30Exp: 2013-06-30→ Common Stock (3,521 underlying)
    3,521

  • Non-Qualified Stock Option (right to buy - DF002164)

    Exercise: $14.24From: 2002-07-01Exp: 2012-07-01→ Common Stock (22,500 underlying)
    22,500

  • Non-Qualified Stock Option (right to buy - T0000789)

    Exercise: $21.44From: 2004-06-30Exp: 2014-06-30→ Common Stock (1,382 underlying)
    1,382
Footnotes (13)
  • [F1]These are restricted shares issued under the Issuer's 1997 Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to vesting in three increments, with the first vesting occurring as of the date the shares were issued and then annually thereafter.
  • [F10]Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the option exercise price and number of shares has been adjusted to maintain the value of the option award, post-dividend.
  • [F11]The options were granted automatically under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.
  • [F12]The reporting person has received an award of RSUs, which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the RSU Award Agreement. The RSUs vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant.
  • [F13]Due to a special cash dividend of $15.00, paid by Issuer on April 2, 2007, to shareholders of record on March 27, 2007, the number of shares has been adjusted to maintain the value of the RSU award, post-dividend.
  • [F2]Includes 2,960 shares of Restricted Stock Units ("RSUs") which have vested and for which the reporting person has opted to defer receipt until a future date.
  • [F3]Represents shares of common stock of the Issuer vested on the third annual vesting date of a 06/30/2004 award of RSUs.
  • [F4]Includes 3,810 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date.
  • [F5]Includes 4,209 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date.
  • [F6]Includes 4,365 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date.
  • [F7]Includes 4,438 shares of RSUs which have vested and for which the reporting person has opted to defer receipt until a future date.
  • [F8]Represents shares of common stock of the Issuer vested on the second annual vesting date of a 06/30/2005 award of RSUs.
  • [F9]Represents shares of common stock of the Issuer vested on the first annual vesting date of a 06/30/2006 award of RSUs.

Documents

1 file

Issuer

DEAN FOODS CO

CIK 0000931336

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000931336

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 3:33 PM ET
Size
66.0 KB
View on SEC.gov