Duffin-Maxwell Kelly 4

4 · DEAN FOODS CO · Filed May 24, 2011

Form 4

Period: 2011-05-21

EVP, Research and Development

Transactions

Exercise/Conversion
Restricted Stock Units (DU004354)
2011-05-21−2,639→ 5,278 total
Exercise: $0.00From: 2009-05-21Exp: 2018-05-21→ Common Stock (2,639 underlying)
Exercise/Conversion
Common Stock
2011-05-21+5,278→ 19,961 total
Tax Payment
Common Stock
2011-05-21$13.36/sh−1,640$21,910→ 18,321 total
Exercise/Conversion
Restricted Stock Units (DU004353)
2011-05-21−2,639→ 5,278 total
Exercise: $0.00From: 2009-05-21Exp: 2018-05-21→ Common Stock (2,639 underlying)

Footnotes (2)

[F1]The reporting person received a total of 5,278 shares of Common Stock of the Issuer pursuant to the vesting provisions in the award of restricted stock units. A total of 1,640 shares were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of a total of 3,638 net shares of Common Stock.
[F2]The reporting person has received an award of restricted stock units which is the right to receive shares of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a pro rata basis, over a five year period beginning on the first anniversary of the grant date, subject to certain accelerated vesting provisions.

Documents

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