Cross C Douglas 4/A
4/A · PGT, Inc. · Filed Sep 30, 2008
Insider Transaction Report
Form 4/AAmended
PGT, Inc.PGTI
Cross C Douglas
VP Vinyl Product Stream
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2008-09-03$4.20/sh+616$2,587→ 2,674 total - Exercise of In-Money
Subscription Rights (right to buy)
2008-09-03−616→ 0 totalExercise: $4.20From: 2008-08-06Exp: 2008-09-04→ Common Stock, par value $0.01 per share (616 underlying)
Footnotes (4)
- [F1]These shares of common stock, par value $0.01 per share, of PGT, Inc. (the "Company") were purchased by C. Douglas Cross ("Mr. Cross") upon exercise of subscription rights issued to holders of the Company's common stock as of the close of business on August 4, 2008, to purchase shares of Company's common stock at the subscription price of $4.20 per share (the "Rights Offering") under his basic subscription privilege and over-subscription privilege in the Rights Offering. This Form 4/A amends the Form 4 filed on September 5, 2008, which reported the purchase of 515 shares of the Company's common stock under Mr. Cross' basic subscription privilege in the Rights Offering. (Continued in Footnote 2.)
- [F2](Continued from Footnote 1.) Pursuant to the over-subscription privilege in the Rights Offering, Mr. Cross was entitled to acquire up to an additional 515 shares of the Company's common stock in the Rights Offering at the same subscription price on a pro rata basis if any shares of the Company's common stock were not purchased by other stockholders as of the expiration of the Rights Offering, and he was notified that he was entitled to purchase an additional 101 shares of the Company's common stock.
- [F3]These subscription rights were exercised by Mr. Cross under his basic subscription privilege and over-subscription privilege in the Rights Offering as described above in Notes 1 and 2.
- [F4]The Rights Offering expired at 5:00 p.m., Eastern Daylight Time, on September 4, 2008. Mr. Cross exercised his subscription rights under his basic subscription privilege and over-subscription privilege in the Rights Offering on September 3, 2008 and, after the expiration of the Rights Offering, he was notified of the number of shares of the Company's common stock he was entitled to purchase under his over-subscription privilege as described in Notes 1 and 2.