4//SEC Filing
Uni-Pixel 4
Accession 0001354488-06-000511
CIK 0001171012operating
Filed
Sep 12, 8:00 PM ET
Accepted
Sep 13, 2:58 PM ET
Size
9.0 KB
Accession
0001354488-06-000511
Insider Transaction Report
Form 4
Uni-PixelUNXL
Baquet William
10% Owner
Transactions
- Other
Common Stock Purchase Warrants
2006-05-10−677,413→ 471,087 totalExercise: $1.75From: 2004-12-09Exp: 2009-12-09→ Common Stock (677,413 underlying) - Other
Common Stock
2006-05-10+403,420→ 609,220 total
Fordham Financial Management, Inc.
10% Owner
Transactions
- Other
Common Stock Purchase Warrants
2006-05-10−677,413→ 471,087 totalExercise: $1.75From: 2004-12-09Exp: 2009-12-09→ Common Stock (677,413 underlying) - Other
Common Stock
2006-05-10+403,420→ 609,220 total
Footnotes (2)
- [F1]Transfers were made to employees and others of Fordham Financial Management. No cash or other consideration was paid for such transfer.
- [F2]These warrants are owned by Fordham Financial Management which is controlled by Mr. Baquet
Documents
Issuer
Uni-Pixel
CIK 0001171012
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001171012
Filing Metadata
- Form type
- 4
- Filed
- Sep 12, 8:00 PM ET
- Accepted
- Sep 13, 2:58 PM ET
- Size
- 9.0 KB