4//SEC Filing
Skae Eric Anthony 4
Accession 0001354488-09-002370
CIK 0000806175other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:46 PM ET
Size
21.6 KB
Accession
0001354488-09-002370
Insider Transaction Report
Form 4
Skae Eric Anthony
DirectorCEO
Transactions
- Other
Convertible Note
2008-09-09−714,009→ 1,550,725 totalExercise: $1.50From: 2008-09-09→ Common Stock (714,009 underlying) - Other
Warrants
2008-10-23−145,000→ 2,364,734 totalExercise: $0.85From: 2008-10-23Exp: 2013-10-23→ Common Stock (145,000 underlying) - Award
Options
2008-09-09+50,000→ 100,000 totalExercise: $0.90From: 2009-09-09Exp: 2018-09-09→ Common Stock (50,000 underlying) - Award
Common Stock
2009-11-30+6,351,067→ 7,795,511 total - Other
Convertible Note
2008-09-09−240,709→ 1,310,016 totalExercise: $1.50From: 2008-09-09→ Common Stock (240,709 underlying) - Other
Convertible Note
2008-09-09−1,260,016→ 50,000 totalExercise: $1.50From: 2008-09-09→ Common Stock (1,260,016 underlying) - Other
Warrants
2008-10-23−150,000→ 2,509,734 totalExercise: $0.85From: 2008-10-23Exp: 2013-10-23→ Common Stock (150,000 underlying) - Other
Warrants
2009-03-17−100,000→ 2,264,734 totalExercise: $0.85From: 2009-03-17Exp: 2014-03-17→ Common Stock (100,000 underlying)
Footnotes (4)
- [F1]Pursuant to an Agreement between the Issuer and Mr. Skae dated November 13, 2009 and filed as Exhibit 10.48 with the Issuer's Form 10-Q on November 17, 2009, Mr. Skae beneficially received 6,061,312 shares of common stock for cancellation of indebtedness beneficially held by Mr. Skae; 149,428 shares of common stock in exchange for $37,357 in debt issued by the Issuer; and 140,327 shares of common stock in exchange for warrants to purchase 245,572 shares of common stock. Mr. Skae also received cash in the transaction as further described in the Agreement. Although Mr. Skae entered into the Agreement on November 13, 2009, the shares of common stock were not issued until December 7, 2009.
- [F2]Pursuant to an Agreement between the Issuer and Mr. Skae dated November 13, 2009, Mr. Skae returned these and other certain securities to the Issuer in exchange for 6,351,067 shares of common stock and cash as further described in the Agreement.
- [F3]Not Applicable.
- [F4]Under the terms of Mr. Skae's Employment Agreement with the Issuer dated September 9, 2008 and filed as Exhibit 10.10 to the Issuer's Form 8-K on September 15, 2008, options to purchase 50,000 shares of common stock vested on September 9, 2009.
Documents
Issuer
New Leaf Brands, Inc.
CIK 0000806175
Entity typeother
Related Parties
1- filerCIK 0001447715
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:46 PM ET
- Size
- 21.6 KB