Ricketts R Scott 4
4 · New Leaf Brands, Inc. · Filed Dec 17, 2009
Insider Transaction Report
Form 4
Ricketts R Scott
Director
Transactions
- Other
Common Stock
2009-12-11+346,666→ 363,087 total - Other
Warrants
2009-12-11−28,736→ 280,000 totalExercise: $0.87From: 2008-11-04Exp: 2013-11-04→ Common Stock (28,736 underlying) - Other
Class J Preferred Stock
2009-12-11−10,000→ 30,000 totalExercise: $0.40From: 2008-11-04→ Common Stock (250,000 underlying) - Other
Common Stock
2009-12-11+16,421→ 16,421 total
Footnotes (5)
- [F1]Pursuant to an Agreement with the Issuer, Mr. Ricketts received 16,421 shares of common stock after exchanging warrants to purchase 28,736 shares of common stock.
- [F2]Pursuant to an Agreement with the Issuer, Mr. Ricketts received these shares of common stock after exchanging 10,000 shares of his Class J Preferred Stock along with $4,000 of accrued dividends.
- [F3]Pursuant to an Agreement with the Issuer, Mr. Ricketts exchanged these warrants into 16,421 shares of common stock.
- [F4]Pursuant to an Agreement with the Issuer, Mr. Ricketts exchanged the Class J Preferred Stock with $4,000 of accrued dividends into 346,666 shares of common stock.
- [F5]N/A