4//SEC Filing
RUSSELL NEIL B 4
Accession 0001354488-09-002373
CIK 0000806175other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:48 PM ET
Size
15.4 KB
Accession
0001354488-09-002373
Insider Transaction Report
Form 4
RUSSELL NEIL B
Director
Transactions
- Other
Common Stock
2009-12-16+198,152→ 205,852 total - Award
Class I Convertible Preferred Stock
2009-08-31+3,000→ 166,667 totalExercise: $0.60From: 2007-03-27→ Common Stock (50,000 underlying) - Other
Class I Convertible Preferred Stock
2009-12-14−3,000→ 116,667 totalExercise: $0.60From: 2007-03-27→ Common Stock (50,000 underlying) - Other
Class I Convertible Preferred Stock
2009-12-14−2,500→ 75,000 totalExercise: $0.60From: 2007-03-27→ Common Stock (41,667 underlying) - Other
Common Stock
2009-12-16+7,700→ 7,700 total - Other
Warrants
2009-12-14−6,250→ 116,667 totalExercise: $0.40From: 2007-03-30Exp: 2012-03-30→ Common Stock (6,250 underlying)
Footnotes (5)
- [F1]Pursuant to an Agreement with the Issuer, Mr. Russell received 11,157 shares of common stock after exchanging warrants to purchase 13,750 shares of common stock.
- [F2]Pursuant to an Agreement with the Issuer, Mr. Russell received these shares of common stock after exchanging 5,500 shares of his Class I Preferred Stock along with $4,446 of accrued dividends.
- [F3]Pursuant to an Agreement with the Issuer, Mr. Russell exchanged these warrants into 11,157 shares of common stock.
- [F4]N/A
- [F5]Pursuant to an Agreement with the Issuer, Mr. Russell exchanged the Class I Preferred Stock with $4,446 of accrued dividends into 198,152 shares of common stock.
Documents
Issuer
New Leaf Brands, Inc.
CIK 0000806175
Entity typeother
Related Parties
1- filerCIK 0001401771
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:48 PM ET
- Size
- 15.4 KB