Tsiang David T R 4
4 · New Leaf Brands, Inc. · Filed Dec 18, 2009
Insider Transaction Report
Form 4
Tsiang David T R
Director
Transactions
- Other
Common Stock
2009-11-30+5,000→ 67,766 total - Other
Common Stock
2009-11-30+132,809→ 200,575 total - Other
Warrants
2009-11-30−8,750→ 251,718 totalExercise: $0.40→ Common Stock (8,750 underlying) - Other
Series I Preferred Stock
2009-11-30−3,500→ 193,384 totalExercise: $0.60From: 2009-03-30→ Common Stock (58,334 underlying)
Footnotes (5)
- [F1]Pursuant to an Agreement with the Issuer, Mr. Tsiang received 5,000 shares of common stock after exchanging warrants to purchase 8,750 shares of common stock.
- [F2]Pursuant to an Agreement with the Issuer, Mr. Tsiang received these shares of common stock after exchanging 3,500 shares of his Class I Preferred Stock along with $4,842 of accrued dividends.
- [F3]Pursuant to an Agreement with the Issuer, Mr. Tsiang exchanged these warrants into 5,000 shares of common stock.
- [F4]N/A
- [F5]Pursuant to an Agreement with the Issuer, Mr. Tsiang exchanged the Class I Preferred Stock with $4,842 of accrued dividends into 132,809 shares of common stock.