New Leaf Brands, Inc.|4/AApr 13, 5:47 PM ET

Tsiang David T R 4/A

4/A · New Leaf Brands, Inc. · Filed Apr 13, 2010

Form 4/AAmended

Period: 2009-11-30

Director

Transactions

Other
Common Stock
2009-11-30+132,809→ 204,325 total
Other
Warrants
2009-11-30−8,750→ 211,250 total
Exercise: $0.40→ Common Stock (8,750 underlying)
Other
Series I Preferred Stock
2009-11-30−3,500→ 167,500 total
Exercise: $0.60From: 2009-03-30→ Common Stock (58,334 underlying)
Other
Common Stock
2009-11-30+8,750→ 71,516 total
Other
Series I Preferred Stock
2009-11-30−0→ 225,834 total
Exercise: $0.60→ Common Stock (14,584 underlying)

Footnotes (5)

[F1]Pursuant to an Agreement with the Issuer, Mr. Tsiang received 8,750 shares of common stock after exchanging warrants to purchase 8,750 shares of common stock
[F2]Pursuant to an Agreement with the Issuer, Mr. Tsiang received these shares of common stock after exchanging 3,500 shares of his Class I Preferred Stock along with $4,842 of accrued dividends.
[F3]N/A
[F4]Pursuant to an Agreement with the Issuer, Mr. Tsiang received additional conversion rights in exchange for accrued dividends.
[F5]Pursuant to an Agreement with the Issuer, Mr. Tsiang exchanged the Class I Preferred Stock with $4,842 of accrured dividends into 132,809 shares of common stock.

Documents

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