4/A//SEC Filing
Tsiang David T R 4/A
Accession 0001354488-10-001165
CIK 0000806175other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 5:47 PM ET
Size
13.3 KB
Accession
0001354488-10-001165
Insider Transaction Report
Form 4/AAmended
Tsiang David T R
Director
Transactions
- Other
Common Stock
2009-11-30+132,809→ 204,325 total - Other
Warrants
2009-11-30−8,750→ 211,250 totalExercise: $0.40→ Common Stock (8,750 underlying) - Other
Series I Preferred Stock
2009-11-30−3,500→ 167,500 totalExercise: $0.60From: 2009-03-30→ Common Stock (58,334 underlying) - Other
Common Stock
2009-11-30+8,750→ 71,516 total - Other
Series I Preferred Stock
2009-11-30−0→ 225,834 totalExercise: $0.60→ Common Stock (14,584 underlying)
Footnotes (5)
- [F1]Pursuant to an Agreement with the Issuer, Mr. Tsiang received 8,750 shares of common stock after exchanging warrants to purchase 8,750 shares of common stock
- [F2]Pursuant to an Agreement with the Issuer, Mr. Tsiang received these shares of common stock after exchanging 3,500 shares of his Class I Preferred Stock along with $4,842 of accrued dividends.
- [F3]N/A
- [F4]Pursuant to an Agreement with the Issuer, Mr. Tsiang received additional conversion rights in exchange for accrued dividends.
- [F5]Pursuant to an Agreement with the Issuer, Mr. Tsiang exchanged the Class I Preferred Stock with $4,842 of accrured dividends into 132,809 shares of common stock.
Documents
Issuer
New Leaf Brands, Inc.
CIK 0000806175
Entity typeother
Related Parties
1- filerCIK 0001402331
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 5:47 PM ET
- Size
- 13.3 KB