|4Apr 13, 5:50 PM ET

Tsiang David T R 4

4 · New Leaf Brands, Inc. · Filed Apr 13, 2010

Insider Transaction Report

Form 4
Period: 2008-09-05
Transactions
  • Other

    Common Stock (1)

    2010-02-08+22,222226,547 total
  • Other

    Warrants

    2008-09-05+25,884543,384 total
    Exercise: $0.85From: 2008-09-05Exp: 2013-09-05Common Stock (25,884 underlying)
  • Other

    Warrants

    2010-02-08+11,818705,202 total
    Exercise: $0.55From: 2010-02-08Exp: 2015-02-08Common Stock (11,818 underlying)
  • Other

    Warrants

    2009-11-25+150,000693,384 total
    Exercise: $0.25From: 2009-11-25Exp: 2014-11-25Common Stock (150,000 underlying)
  • Other

    Warrants

    2010-04-0140,000665,202 total
    Exercise: $0.25From: 2009-11-25Exp: 2014-11-25Common Stock (40,000 underlying)
  • Other

    Common Stock (2)

    2010-04-01+40,000266,547 total
Footnotes (4)
  • [F1]Mr. Tsiang acquired 22,222 shares of common stock and 11,818 warrants via a private placement on 2/8/10.
  • [F2]Mr. Tsiang exercised warrants into 40,000 shares of common stock.
  • [F3]Mr. Tsiang was granted these warrants pursuant to his employment with Northeast Securities, Inc.
  • [F4]Acquired 150,000 warrants from O. Lee Tawes

Documents

1 file
  • 4
    issuerdirect_section16.xmlPrimary

    PRIMARY DOCUMENT