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4//SEC Filing

Escobio Robert 4

Accession 0001354488-10-003077

CIK 0001326250other

View on SEC.gov Company Profile

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:04 PM ET

Size

12.2 KB

Accession

0001354488-10-003077

Insider Transaction Report

Form 4

Period: 2010-10-01

Southern Trust Securities Holding CorpSOHL

DirectorChairman and CEO10% Owner

Transactions

Disposition to Issuer
Common Stock
2010-10-01−3,000,000→ 4,952,948 total
Award
Options
2010-10-01+3,350,000→ 3,350,000 total
Exercise: $0.25Exp: 2020-10-01→ Common Stock (3,350,000 underlying)
Award
Options
2010-10-01+300,000→ 300,000 total(indirect: By Spouse)
Exercise: $0.25Exp: 2020-10-01→ Common Stock (300,000 underlying)

Holdings

Common Stock
(indirect: By Spouse)
1,642,000
Options
(indirect: By Spouse)
Exercise: $0.50From: 2010-10-04Exp: 2016-12-31→ Common Stock (200,000 underlying)
0
Common Stock
(indirect: By Trust)
2,624,561

Footnotes (3)

[F1]Mr. Escobio waived his right to 3,000,000 shares of restricted common stock granted to Mr. Escobio on January 4, 2007.
[F2]Mr. Escobio was granted options for 3,350,000 shares of common stock, one-tenth of which will be exercisable annually commencing October 1, 2011.
[F3]Mr. Escobio?s spouse was granted options for 300,000 shares of common stock, one-tenth of which will be exercisable annually commencing October 1, 2011.

Documents

1 file

4
issuerdirect_section16.xmlPrimary
PRIMARY DOCUMENT

Issuer

Southern Trust Securities Holding Corp

CIK 0001326250

Entity typeother

Related Parties

1

filerCIK 0001399853

Filing Metadata

Form type: 4
Filed: Oct 3, 8:00 PM ET
Accepted: Oct 4, 4:04 PM ET
Size: 12.2 KB

View on SEC.gov