ZINGAREVICH BORIS 4
4 · ENER1 INC · Filed Oct 12, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
ZINGAREVICH BORIS
Director10% Owner
Transactions
- Award
Common Stock Warrants (right to purchase)
2010-10-05+290,102→ 0 total(indirect: By Ener1 Group, Inc.)Exercise: $4.79→ Common Stock (290,102 underlying) - Award
Common Stock Warrants (right to purchase)
2010-10-01+910,000→ 0 total(indirect: By Ener1 Group, Inc.)Exercise: $3.53→ Common Stock (910,000 underlying) - Award
Common Stock, $0.01 par value per share
2010-10-05$3.78/sh+1,083,714$4,096,439→ 71,606,729 total(indirect: By Ener1 Group, Inc.) - Award
Common Stock, $0.01 par value per share
2010-10-01$3.53/sh+5,665,723$20,000,002→ 70,523,015 total(indirect: By Ener1 Group, Inc.) - Award
Common Stock Warrants (right to purchase)
2010-10-01+1,516,670→ 0 total(indirect: By Ener1 Group, Inc.)Exercise: $4.46→ Common Stock (1,516,670 underlying) - Award
Common Stock Warrants (right to purchase)
2010-10-05+174,062→ 0 total(indirect: By Ener1 Group, Inc.)Exercise: $3.78→ Common Stock (174,062 underlying)
Holdings
- 9,100,910(indirect: By Bzinfin S.A.)
Common Stock, $0.01 par value per share
Footnotes (2)
- [F1]The warrants are not exercisable unless and until a majority-in-interest of the Issuer?s shareholders have approved the issuance of the warrants and the shares of Issuer common stock issuable upon the exercise thereof. The warrants expire on the fifth anniversary of the first date on which they can be exercised.
- [F2]The Reporting Person may be deemed to beneficially own the securities reported herein by virtue of owning and controlling Bzinfin S.A., which in turn owns and controls Ener1 Group, Inc.