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4//SEC Filing

MCGUIRE DENNIS E 4

Accession 0001354488-11-000953

CIK 0001071760other
View on SEC.govCompany Profile

Filed

Mar 24, 8:00 PM ET

Accepted

Mar 25, 6:09 PM ET

Size

14.4 KB

Accession

0001354488-11-000953

Insider Transaction Report

Form 4
Period: 2011-01-31
ECOSPHERE TECHNOLOGIES INCESPH
MCGUIRE JACQUELINE K
Sr.VP of Administration & Sec10% Owner
Transactions
  • Tax Payment

    Common Stock

    2011-01-31$0.60/sh−37,333$22,400→ 1,119,910 total
  • Sale

    Common Stock

    2011-03-23$0.76/sh−25,000$19,000→ 1,074,987 total
  • Tax Payment

    Common Stock

    2011-02-18−19,923→ 1,099,987 total
  • Exercise/Conversion

    Common Stock

    2011-01-31$0.28/sh+80,000$22,400→ 1,157,243 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2011-01-31−80,000→ 0 total
    Exercise: $0.28From: 2008-02-01Exp: 2011-01-31→ Common Stock (80,000 underlying)
MCGUIRE DENNIS E
President and CTO10% Owner
Transactions
  • Tax Payment

    Common Stock

    2011-01-31$0.60/sh−37,333$22,400→ 1,119,910 total
  • Exercise/Conversion

    Common Stock

    2011-01-31$0.28/sh+80,000$22,400→ 1,157,243 total
  • Sale

    Common Stock

    2011-03-23$0.76/sh−25,000$19,000→ 1,074,987 total
  • Tax Payment

    Common Stock

    2011-02-18−19,923→ 1,099,987 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2011-01-31−80,000→ 0 total
    Exercise: $0.28From: 2008-02-01Exp: 2011-01-31→ Common Stock (80,000 underlying)
Footnotes (4)
  • [F1]Reflects 37,333 shares withheld by the issuer at the market price of $0.60 per share less an exercise price of $0.28 per share to fund the cashless exercise of 80,000 options owned by Mrs. McGuire, which cashless exercise was approved by the Board of Directors.
  • [F2]On December 23, 2008, the board granted 65,000 shares to Mrs. McGuire for which a Form 4 was timely filed. This number reflects 19,923 shares withheld by the issuer on February 18, 2011 at the vesting date price of $0.47 per share to pay required withholding taxes.
  • [F3]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. McGuire on March 18, 2011. The reporting persons exercised no discretion with respect to the sale.
  • [F4]Of these securities, 882,423 are jointly owned by Mr. and Mrs. McGuire.

Documents

1 file

Issuer

ECOSPHERE TECHNOLOGIES INC

CIK 0001071760

→
Entity typeother

Related Parties

1
  • filerCIK 0001158309

Filing Metadata

Form type
4
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 6:09 PM ET
Size
14.4 KB
View on SEC.gov