BROCK LISA M 4
4 · IMPERIAL INDUSTRIES INC · Filed Nov 28, 2011
Insider Transaction Report
Form 4
BROCK LISA M
Director
Transactions
- Conversion
Common Stock
2011-11-27+1,250→ 142,019 total - Conversion
Restricted Stock Unit
2011-11-27+1,250→ 0 totalExercise: $3.66→ Common (1,250 underlying)
Holdings
- 10,000
Stock Option
Exercise: $0.41From: 2010-12-21Exp: 2015-06-20→ Common (10,000 underlying) - 3,000
Stock Option
Exercise: $0.35From: 2011-07-24Exp: 2016-01-23→ Common (3,000 underlying) - 5,000
Stock Option
Exercise: $0.79From: 2009-04-20Exp: 2013-10-19→ Common (5,000 underlying)
Footnotes (3)
- [F1]Restricted Stock Units were: (a) granted pursuant to the Company?s 2006 Stock Award and Incentive Plan; and (b) vest 25% on each anniversary date of the grant.
- [F2]Shares would be issued at time of vesting and would be fully vested and issued as of 11/27/2011. Shares in the amount of 1,250 vested and were issued effective 11/27/11.
- [F3]24,792 Shares are owned jointly by Mrs. Brock and her husband Mark Brock.