GORDON DAVID 4/A
4/A · COFFEE HOLDING CO INC · Filed May 8, 2012
Insider Transaction Report
Form 4/AAmended
GORDON DAVID
DirectorVice President10% Owner
Transactions
- Sale
Common Stock, $0.001 par value
2012-05-01$9.16/sh−62,344$571,071→ 452,564 total - Sale
Common Stock, $0.001 par value
2012-05-01$9.12/sh−19,648$179,190→ 100,352 total(indirect: See Footnote 4 and 6) - Sale
Common Stock, $0.001 par value
2012-05-02$9.01/sh−3,369$30,355→ 449,195 total - Sale
Common Stock, $0.001 par value
2012-05-02$9.01/sh−724$6,523→ 99,628 total(indirect: See Footnote 4 and 6)
Footnotes (6)
- [F1]The purpose of this amendment (the ?Amendment?) is to correct a typo in the number that was stated in the Form 4 filed with the SEC on May 3, 2012 (the ?Form 4?). The Reporting Person sold 62,344 shares in this transaction rather than 64,344 as was stated in the Form 4.
- [F2]This transaction was executed in multiple trades at prices ranging from $9.00 to $9.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
- [F3]This Amendment also correctly reflects the number of shares owned by the Reporting Person after each direct transaction. The Form 4 erroneously excluded a deduction of 15,000 shares gifted by the Reporting Person on October 17, 2011 and subsequently reported in the Reporting Person?s Form 5 filed with the SEC on January 11, 2012.
- [F4]The Reporting Person beneficially owns 99,628 shares indirectly as custodian for his minor children and 449,195 shares directly.
- [F5]This transaction was executed in multiple trades at prices ranging from $9.00 to $9.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
- [F6]The transactions reported on the Form 4 and subsequently updated by this Amendment were executed pursuant to the Reporting Person?s previously disclosed Rule 10b5-1 trading plans.