Southern Trust Securities Holding Corp·4

May 14, 4:01 PM ET

Escobio Susan 4

4 · Southern Trust Securities Holding Corp · Filed May 14, 2012

Insider Transaction Report

Form 4
Period: 2012-05-01
Escobio Susan
DirectorTreasurer and CCO10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-013,000,0004,952,948 total(indirect: By Spouse)
  • Award

    Options

    2010-10-01+300,000500,000 total
    Exercise: $0.25From: 2011-10-01Exp: 2020-10-01Common Stock (300,000 underlying)
  • Award

    Options

    2010-10-01+3,350,0003,350,000 total(indirect: By Spouse)
    Exercise: $0.25From: 2011-10-01Exp: 2020-10-01Common Stock (3,350,000 underlying)
  • Award

    Options

    2012-04-01+300,0000 total
    Exercise: $0.35From: 2013-04-01Exp: 2022-04-01Common Stock (300,000 underlying)
Holdings
  • Common Stock

    1,642,000
  • Common Stock

    (indirect: By Trust)
    2,624,561
  • Options

    Exercise: $0.50From: 2010-10-04Exp: 2016-12-31Common Stock (200,000 underlying)
    0
Footnotes (3)
  • [F1]Mrs. Escobio?s spouse waived his right to 3,000,000 shares of restricted common stock granted to Mr. Escobio on January 4, 2007.
  • [F2]Mrs. Escobio?s spouse was granted options for 3,350,000 shares of common stock, one-tenth of which will be exercisable annually commencing October 1, 2011.
  • [F3]Mrs. Escobio was granted options for 300,000 shares of common stock, one-tenth of which will be exercisable annually commencing October 1, 2011.

Documents

1 file
  • 4
    issuerdirect_section16.xmlPrimary

    PRIMARY DOCUMENT