Pearce Michael Cooper 4

4 · PERNIX THERAPEUTICS HOLDINGS, INC. · Filed Nov 26, 2012

Form 4

Period: 2012-11-23

Director

Transactions

Sale
Common Stock
2012-11-26$7.18/sh−25,917$186,133→ 36,667 total
Exercise/Conversion
Common Stock
2012-11-23$4.20/sh+8,800$36,960→ 45,467 total
Exercise/Conversion
Common Stock
2012-11-26$4.20/sh+25,917$108,851→ 62,584 total
Exercise/Conversion
Employee Stock Option (right to buy)
2012-11-26−25,917→ 9,583 total
Exercise: $4.20Exp: 2013-03-09→ Common Stock (25,917 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2012-11-23−8,800→ 35,500 total
Exercise: $4.20Exp: 2013-03-09→ Common Stock (8,800 underlying)
Sale
Common Stock
2012-11-23$7.41/sh−8,800$65,234→ 36,667 total

Footnotes (4)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/16/2012.
[F2]The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.32 to $7.48, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The option which represents a right to purchase a total of 137,500 shares of which 93,200 were purchased prior to 11/23/2012 became fully exercisable on 3/9/2010.
[F4]The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.45, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Documents

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