4//SEC Filing
Circle Entertainment, Inc. 4
Accession 0001354488-13-005506
CIK 0001410402operating
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:29 PM ET
Size
23.1 KB
Accession
0001354488-13-005506
Insider Transaction Report
Form 4
Torino Brett
10% Owner
Transactions
- Purchase
Common Stock Warrants (right to buy)
2013-09-30$0.00/sh+1,019,269$2,650→ 1,019,269 total(indirect: By LLC)Exercise: $0.07Exp: 2016-09-04→ Common Stock (1,019,269 underlying) - Purchase
Common Stock Warrants (right to buy)
2013-09-30$0.00/sh+22,398$58→ 1,041,667 total(indirect: By LLC)Exercise: $0.08Exp: 2016-09-04→ Common Stock (22,398 underlying) - Purchase
Common Stock, $0.01 par value
2013-09-30$0.03/sh+7,613,893$190,347→ 7,613,893 total(indirect: By LLC) - Conversion
Common Stock, $0.01 par value
2013-09-30+1→ 7,781,210 total(indirect: By LLC) - Purchase
Common Stock Warrants (right to buy)
2013-09-30$0.00/sh+1,019,269$2,650→ 1,019,269 total(indirect: By LLC)Exercise: $0.08Exp: 2016-09-04→ Common Stock (1,019,269 underlying) - Purchase
Non-Voting Designated Preferred Stock
2013-09-30$0.00/sh+1$0→ 1 total(indirect: By LLC)→ Common Stock - Purchase
Common Stock Warrants (right to buy)
2013-09-30$0.00/sh+22,398$58→ 1,041,667 total(indirect: By LLC)Exercise: $0.07Exp: 2016-09-04→ Common Stock (22,398 underlying) - Conversion
Non-Voting Designated Preferred Stock
2013-09-30−1→ 0 total(indirect: By LLC)→ Common Stock - Purchase
Common Stock, $0.01 par value
2013-09-30$0.03/sh+167,316$4,183→ 7,781,209 total(indirect: By LLC)
Holdings
- 7,240,419(indirect: By Trust)
Common Stock, $0.01 par value
- 176,238
Common Stock, $0.01 par value
- 5,501,611(indirect: See Footnote)
Common Stock, $0.01 par value
Footnotes (3)
- [F1]This share of Non-Voting Designated Preferred Stock converted into one share of Issuer common stock by virtue of the Issuer exercising its right of conversion thereof as a result of the purchases of the shares of Common Stock reported in Table I above.
- [F2]These shares are held by Atlas Real Estate Funds, Inc. ("Atlas"). The Reporting Person, together with Robert F.X. Sillerman, a director and greater than 10% stockholder of the Issuer, and Paul C. Kanavos, a director, executive officer and greater than 10% stockholder of the Issuer, are deemed to be the beneficial owners of such shares by virtue of being Atlas' controlling stockholders, executive officers and directors.
- [F3]Immediately.
Documents
Issuer
Circle Entertainment, Inc.
CIK 0001410402
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410402
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 5:29 PM ET
- Size
- 23.1 KB